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Puerto Rico , Thursday 16 July 2026

LPL to pay $750k after client allegedly defrauded Puerto Rican city

Published on: Wednesday 06 October 2021

LPL to pay $750k after client allegedly defrauded Puerto Rican city LPL failed to follow its own anti-money-laundering procedures when it opened a customer account and processed wire transfers for Eugenio Garcia Jimenez, Jr., an unregistered investment advisor who ...


News source: https://www.financial-planning.com/news/lpl-customer-and-unregistered-advisor-misappropriated-7-1-million-from-mayaguez-puerto-rico

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